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Chart Example

USPTO Trials & Post-Grant Proceedings

Post Grant Review Inter Partes Review Ex Parte Reexamination
Eligibility Any "First-to-File" patent Any issued patent Any issued patent
Timing Within 9 mos. of issuance "First-to-File" patents: Later of 9 mos. after issuance or conclusion of any PGR "First-to-Invent" patents: After issuance Pending litigation: One year after complaint served After issuance
Available Challenges §§ 101, 102, 103, 112, including public use/ on sale §§ 102, 103; limited to printed publications §§ 102, 103; limited to printed publications
Initiation Threshold More likely than not that at least one claim is unpatentable Reasonable likelihood that petitioner will prevail on least one challenged claim Substantial new question of patentability
Petitioner/ Requestor Participation Active in all stages Active in all stages Initial Request only (may reply to Patent Owner's Statement, if filed)
Discovery Depositions and documents Depositions and documents None
Decision Maker USPTO PTAB (3 APJ panel) USPTO PTAB (3 APJ panel) Central Reexamination Unit (3 patent examiners)
Duration 1-1½ years from Petition 1-1½ years from Petition 1-3 years from Request
Estoppel Grounds raised or could have been raised Grounds raised or could have been raised None
Appeal Either party may appeal to the Fed. Cir. Either party may appeal to the Fed. Cir. Patent Owner may appeal to the USPTO PTAB and thereafter to the Fed. Cir.
Anonymity No No Yes